7th Avenue Partners performs contract monitorships with financial institutions on behalf of the New York State Department of Financial Services (DFS) and the US Department of Justice (DOJ). Our experienced team in the financial sector has the skills, knowledge, and experience to implement the highest quality monitorships to bring institutions into compliance.
7AVP has years of experience submitting critical findings, significant observations, and recommendations to DFS and DOJ.
Does your financial institution want assistance with a strategic response to an enforcement action? Actions such as an Office of the Comptroller of the Currency (OCC) Consent Order or Matters Requiring Attention (MRAs) are increasingly common. 7AVP assists financial institutions in every stage of responding when faced with compliance enforcement actions, including implementing all changes necessary to come into compliance.
Maintain your institution’s exceptional reputation by proactively optimizing your compliance practices. Avoid significant penalties and reputational damage by having 7AVP conduct a Compliance Review. 7AVP can help you discover your compliance weak points and remedy them before any enforcement actions are initiated.